Tag:

Securities and Exchange Commission

Atlantic City, NJ
Business
Spirit Needs More Cash To Survive, Airline Warns: 'There Is Substantial Doubt' Spirit Needs More Cash To Survive, Airline Warns: 'There Is Substantial Doubt'
Spirit Needs More Cash To Survive, Airline Warns: 'There Is Substantial Doubt' Despite recently emerging from bankruptcy, Spirit Airlines warns that it may…

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by Chris Spiker
Ellicott City, MD
Business
Ellicott City's Alexis Ohanian Joins TikTok Bid, Promises 'Revitalized' App Protecting Data Ellicott City's Alexis Ohanian Joins TikTok Bid, Promises 'Revitalized' App Protecting Data
Ellicott City's Alexis Ohanian Joins TikTok Bid, Promises 'Revitalized' App Protecting Data A co-founder of Reddit is looking to get involved with another…

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by Chris Spiker
Albany, NY
News
NYers To Receive Share of $106M Settlement Over Vanguard Retirement Fund Changes NYers To Receive Share of $106M Settlement Over Vanguard Retirement Fund Changes
NYers To Receive Share of $106M Settlement Over Vanguard Retirement Fund Changes Thousands of New Yorkers forced to pay higher taxes on their…

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by Michael Mashburn
Stamford, CT
Sports
Vince McMahon To Pay $1.7M+ For Hiding Sexual Misconduct Payments From Stamford-Based WWE Vince McMahon To Pay $1.7M+ For Hiding Sexual Misconduct Payments From Stamford-Based WWE
Vince McMahon To Pay $1.7M+ For Hiding Sexual Misconduct Payments From Stamford-Based WWE World Wrestling Entertainment founder Vince McMahon…

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by Chris Spiker
White Plains, NY
News
Manhattan's Top Federal Prosecutor To Resign Before Trump Presidency Manhattan's Top Federal Prosecutor To Resign Before Trump Presidency
Manhattan's Top Federal Prosecutor To Resign Before Trump Presidency US Attorney Damian Williams, who has overseen high-profile cases in the Southern…

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by Ben Crnic
Massapequa, NY
News
$1B Scheme: Pair Of CEOs, Including Manhasset Man, Defrauded 10K Investors, Jury Finds $1B Scheme: Pair Of CEOs, Including Manhasset Man, Defrauded 10K Investors, Jury Finds
$1B Scheme: Pair Of CEOs, Including Manhasset Man, Defrauded 10K Investors, Jury Finds A New York resident was one of two CEOs convicted in federal…

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by Joe Lombardi
Towson, MD
Business
Big Lots To Close Three Maryland Stores Big Lots To Close Three Maryland Stores
Big Lots To Close Three Maryland Stores Discount retail chain Big Lots is planning to close dozens of stores this year, according to a filing with the Securities…

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by Zak Failla
Middletown, NJ
Police & Fire
NJ Broker Bought Private Jet, Luxury Caribbean Vacation In $3.4M Insider Trading Scheme: Feds NJ Broker Bought Private Jet, Luxury Caribbean Vacation In $3.4M Insider Trading Scheme: Feds
NJ Broker Bought Private Jet, Luxury Caribbean Vacation In $3.4M Insider Trading Scheme: Feds A former partner at a New Jersey broker-dealer firm was…

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by Chris Spiker
Hartford, CT
Police & Fire
'Pig Butchering' Scams: Police In CT Warn Of Fraudulent Investment Schemes 'Pig Butchering' Scams: Police In CT Warn Of Fraudulent Investment Schemes
'Pig Butchering' Scams: Police In CT Warn Of Fraudulent Investment Schemes Authorities are warning Connecticut residents to be wary of complex…

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by Ben Crnic
Hackensack, NJ
Police & Fire
Feds Indict Bergen Advisor For Stealing $3M From Senior Clients To Gamble, Buy Home, Gold Coins Feds Indict Bergen Advisor For Stealing $3M From Senior Clients To Gamble, Buy Home, Gold Coins
Feds Indict Bergen Advisor For Stealing $3M From Senior Clients To Gamble, Buy Home, Gold Coins A disgraced former broker and investment advisor is…

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by Jerry DeMarco
Egg Harbor Township, NJ
Police & Fire
Ex-NJ Corrections Officer's Crypto Scam Targeted Police, Firefighters, EMTs: Authorities Ex-NJ Corrections Officer's Crypto Scam Targeted Police, Firefighters, EMTs: Authorities
Ex-NJ Corrections Officer's Crypto Scam Targeted Police, Firefighters, EMTs: Authorities A retired New Jersey corrections lieutenant preyed on his peers with…

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by Jerry DeMarco
Mahwah-Ramsey, NJ
News
Feds Charge Exiled Chinese Tycoon With $1B Fraud That Funded $26.5M Mahwah Mansion, More Feds Charge Exiled Chinese Tycoon With $1B Fraud That Funded $26.5M Mahwah Mansion, More
Feds Charge Exiled Chinese Tycoon With $1B Fraud That Funded $26.5M Mahwah Mansion, More Exiled Chinese tycoon Miles Guo was arrested by the FBI…

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by Jerry DeMarco
Massapequa, NY
News
$520,000 Stock Fraud Scheme Leads To Indictment For Barred NY Investment Broker: DA $520,000 Stock Fraud Scheme Leads To Indictment For Barred NY Investment Broker: DA
$520,000 Stock Fraud Scheme Leads To Indictment For Barred NY Investment Broker: DA A barred investment broker has been indicted on charges he stole…

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by Kathy Reakes
Cambridge, MA
News
Former FTX CEO, MIT Grad Sam Bankman-Fried Charged With Defrauding Investors Of $1.8 Billion Former FTX CEO, MIT Grad Sam Bankman-Fried Charged With Defrauding Investors Of $1.8 Billion
Former FTX CEO, MIT Grad Sam Bankman-Fried Charged With Defrauding Investors Of $1.8 Billion The former CEO of what used to be one of the world's…

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by David Cifarelli
Massapequa, NY
Lifestyle
Brand-New Forbes Rankings Reveal Richest NY Residents Brand-New Forbes Rankings Reveal Richest NY Residents
Brand-New Forbes Rankings Reveal Richest NY Residents The richest people in America are revealed in a new Forbes 400 ranking, which includes over a…

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by Michael Mashburn
Bowie, MD
News
Maryland 'Pastor' Convicted For Targeting Religious Investors In $28 Million Ponzi Scheme Maryland 'Pastor' Convicted For Targeting Religious Investors In $28 Million Ponzi Scheme
Maryland 'Pastor' Convicted For Targeting Religious Investors In $28 Million Ponzi Scheme A Maryland man has been convicted of operating a $28 million…

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by Annie DeVoe
Yonkers, NY
News
Bed Bath & Beyond Exec Faced $1.2B Insider Trading Lawsuit When He Jumped To His Death: Report Bed Bath & Beyond Exec Faced $1.2B Insider Trading Lawsuit When He Jumped To His Death: Report
Bed Bath & Beyond Exec Faced $1.2B Insider Trading Lawsuit When He Jumped To His Death: Report An executive at Bed Bath & Beyond who jumped 18…

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by Joe Lombardi
Newark, NJ
News
NJ FEDS: Miracle-Aspirin Investment Scam Sends Long Island Man To Prison For 4½ Years NJ FEDS: Miracle-Aspirin Investment Scam Sends Long Island Man To Prison For 4½ Years
NJ Feds: Miracle-Aspirin Investment Scam Sends Long Island Man To Prison For 4½ Years A Long Island man must spend the next 4½ years in prison for…

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by Jerry DeMarco
Paramus, NJ
News
Former Trump Communications Chief's SUV Stolen In Paramus, Dumped In Newark, Police Say Former Trump Communications Chief's SUV Stolen In Paramus, Dumped In Newark, Police Say
Former Trump Communications Chief's SUV Stolen In Paramus, Dumped In Newark, Police Say Somewhere Donald Trump may be giggling. The tsunami of…

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by Jerry DeMarco
Brentwood, NY
News
Long Island Man Admits Scamming $3.5M From Investors Long Island Man Admits Scamming $3.5M From Investors
Long Island Man Admits Scamming $3.5M From Investors A Long Island man admitted on Monday, Nov. 1 that he scammed investors in a purportedly…

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by Jerry DeMarco
Hackensack, NJ
News
NY Con Man Admits Scamming $3.5M From Elderly Investors In NJ, Elsewhere For Heart Attack Pill NY Con Man Admits Scamming $3.5M From Elderly Investors In NJ, Elsewhere For Heart Attack Pill
NY Con Man Admits Scamming $3.5M From Elderly Investors In NJ, Elsewhere For Heart Attack Pill A convicted con artist from Long Island admitted in…

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by Jerry DeMarco
White Plains, NY
News
Westchester Investment Adviser Charged With Stealing $700K From Church Members Westchester Investment Adviser Charged With Stealing $700K From Church Members
Westchester Investment Adviser Charged With Stealing $700K From Church Members A financial adviser from Westchester is facing charges for allegedly…

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by Zak Failla
Paterson, NJ
News
'GOING TO WAR': Armed-To-The-Teeth Trinitarios Gang Members Rounded Up In Paterson 'GOING TO WAR': Armed-To-The-Teeth Trinitarios Gang Members Rounded Up In Paterson
'Going TO WAR': Armed-To-The-Teeth Trinitarios Gang Members Rounded Up In Paterson Fourteen Paterson drug dealers who defended their turf against…

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by Jerry DeMarco
Mount Pleasant, NY
News
Trio Accused Of Insider Trader After NY Company's Stock Surged Following Rebranding Trio Accused Of Insider Trader After NY Company's Stock Surged Following Rebranding
Trio Accused Of Insider Trader After NY Company's Stock Surged Following Rebranding The Securities and Exchange Commission has charged three…

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by Joe Lombardi
Brentwood, NY
News
Long Island Broker, Business Partner Charged For Alleged $436K Fraud Scheme, DA Says Long Island Broker, Business Partner Charged For Alleged $436K Fraud Scheme, DA Says
Long Island Broker, Business Partner Charged For Alleged $436K Fraud Scheme, DA Says A barred investment broker from Long Island and his business…

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by Zak Failla
Hackensack, NJ
News
This One Rivals Madoff: $1.8B Ponzi Scheme Victimizes Hundreds Of NJ Investors, Authorities Say This One Rivals Madoff: $1.8B Ponzi Scheme Victimizes Hundreds Of NJ Investors, Authorities Say
This One Rivals Madoff: $1.8B Ponzi Scheme Victimizes Hundreds Of NJ Investors, Authorities Say Hundreds of New Jersey investors were among those…

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by Jerry DeMarco
Brentwood, NY
News
Former Broker From Long Island Accused Of Swindling $1M From Friends, Neighbors Former Broker From Long Island Accused Of Swindling $1M From Friends, Neighbors
Former Broker From Long Island Accused Of Swindling $1M From Friends, Neighbors A former investment broker from Long Island has been accused of…

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by Joe Lombardi
Somers, NY
News
Area Man Charged With Running Multimillion-Dollar Ponzi, Embezzlement Schemes Area Man Charged With Running Multimillion-Dollar Ponzi, Embezzlement Schemes
Area Man Charged With Running Multimillion-Dollar Ponzi, Embezzlement Schemes The Securities and Exchange Commission has filed charges against a…

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by Zak Failla
Norwalk, CT
News
Private Equity Firm Director From Norwalk Indicted For Obstruction Of Justice Private Equity Firm Director From Norwalk Indicted For Obstruction Of Justice
Private Equity Firm Director From Norwalk Indicted For Obstruction Of Justice A former Securities and Exchange Commission investigator from Fairfield…

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by Zak Failla
Fairfield, CT
News
Lawyer Who Hid Money To Avoid Paying Fraud Scheme Victims Restitution Gets Additional Sentence Lawyer Who Hid Money To Avoid Paying Fraud Scheme Victims Restitution Gets Additional Sentence
Lawyer Who Hid Money To Avoid Paying Fraud Scheme Victims Restitution Gets Additional Sentence A lawyer already behind bars for helping to facilitate a…

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by Zak Failla
Pascack Valley, NJ
Police & Fire
Authorities: Hillsdale Investment Adviser Who Admitted Scamming Friends Of $1.5M Does It Again Authorities: Hillsdale Investment Adviser Who Admitted Scamming Friends Of $1.5M Does It Again
Authorities: Hillsdale Investment Adviser Who Admitted Scamming Friends Of $1.5M Does It Again Soon after agreeing to pay $1.5 million to settle charges…

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by Jerry DeMarco